人类学学报, 2022, 41(04): 630-648 doi: 10.16359/j.1000-3193/AAS.2022.0031

探究早期现代人的南方扩散路线

李浩,1,2

1.中国科学院青藏高原研究所古生态与人类适应团队,北京 100101

2.青藏高原地球系统与资源环境国家重点实验室,北京 100101

A probe into the southern dispersal route of early modern humans

LI Hao,1,2

1. Group of Alpine Paleoecology and Human Adaptation, Institute of Tibetan Plateau Research, Chinese Academy of Sciences, Beijing 100101

2. State Key Laboratory of Tibetan Plateau Earth System, Resources and Environment, Beijing 100101

收稿日期: 2022-04-15   修回日期: 2022-05-27  

基金资助: 中国科学院战略性先导科技专项(XDB26000000)
中国科学院战略性先导科技专项(XDA19050102)

Received: 2022-04-15   Revised: 2022-05-27  

作者简介 About authors

李浩,研究员,主要从事旧石器考古与人类演化研究。E-mail: lihao@itpcas.ac.cn

摘要

本文从扩散时间、扩散路径、主要争论以及考古学证据等方面,对早期现代人南方扩散路线的研究现状进行梳理,对相关问题进行了探究。越来越多的证据显示,使用旧石器中期石器技术的早期现代人在晚更新世早期(MIS 5阶段)已经开始沿南方路线扩散,但学术界对于此次扩散的范围和影响程度仍存在争议。在距今约5万年以后,南方扩散路线上的早期现代人出现诸如使用赭石颜料、制作串珠和骨质工具、创作岩画艺术等行为,同时也独立发展出一些区域性适应行为。石器研究显示,南亚地区在5-3万年前逐渐出现了细石器技术及相关产品(细石叶、修背工具等),而东南亚和大洋洲地区表现出以生产细小石片为主的权宜性石器技术体系,一些细小石片曾被用来加工有机质工具或作为复合型工具使用。中国南方地区紧邻东南亚和印度半岛,无论是从地理位置还是从生态环境来看,都可以纳入南方扩散路线的研究范围。建议从旧石器中期石制品组合和旧石器晚期细小石制品组合两方面入手,开展跨区域比较研究,为探索中国南方地区早期现代人的出现和演化提供重要考古学证据。

关键词: 早期现代人; 南方扩散路线; 旧石器中期; 几何形细石器; 石制品细小化

Abstract

The southern dispersal route of early modern humans has become a highly discussed topic internationally, primarily because it aids our understanding of modern humans’ migration and adaptations in the southern part of Eurasia, Island Southeast Asia and Oceania. This paper aims to review various aspects of this dispersal, including its timing, possible routes, and current debates.

Presently, increasing evidence indicates that early modern humans equipped with Middle Paleolithic technologies migrated out of Africa and arrived in the Arabia peninsular and South Asia during MIS 5 stage, and they may also have reached Australia by at least 65 ka. Paleoenvironmental and GIS-based analyses indicate that both coastal and inland routes were likely taken during the dispersal, and current dispersal debates are concerned with establishing the range of its geographic expansion, in addition to assessing how influential it was in facilitating the occupation of early modern humans in different regions.

After ca. 50 ka, early modern humans on the Southern Dispersal Route begin to show similar behavioral characteristics with contemporaneous modern humans in Africa and in the northern part of Eurasia, such as the use of ochres, personal ornamentation, and cave art. At the same time, these modern humans also developed regional adaptations independently, for instance, the exploitation of rainforest environments and marine resources, the production of water craft, amongst others. Regarding lithic technology, archaeological evidence in South Asia shows the appearance of advanced microlithic technology (microblade, backed tools and etc.) by 50-30 ka, whereas in Southeast Asia and the Oceania, lithic technology trends towards miniaturization, expediency, and an emphasis on micro-flake production. The application of use-wear and residue analyses also indicates that some micro-flakes were used to make organic tools or to form part of composite tools, implying the existence of complex technological behaviors.

South China is adjacent to Southeast Asia and the Indian Peninsular and therefore can be included in research on the Southern Dispersal Route, from both geographical and environmental perspectives. However, such a study has rarely been done in South China. To explore the emergence and evolution of early modern humans in South China, quantitative and inter-regional technological-based comparisons and analyses are needed on both the Middle Paleolithic assemblages and those micro-flake-based Late Paleolithic assemblages found in South China, along with robust use wear and residue studies.

Keywords: Early modern humans; Southern Dispersal Route; Middle Paleolithic; Geometric microlithic; Lithic miniaturization

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本文引用格式

李浩. 探究早期现代人的南方扩散路线[J]. 人类学学报, 2022, 41(04): 630-648 doi:10.16359/j.1000-3193/AAS.2022.0031

LI Hao. A probe into the southern dispersal route of early modern humans[J]. Acta Anthropologica Sinica, 2022, 41(04): 630-648 doi:10.16359/j.1000-3193/AAS.2022.0031

1 引言

1976年,Howells W根据非洲发现的早期现代人化石材料及其测年结果,提出早期现代人近期、单一起源于非洲的诺亚方舟模式(Noah’s Ark model)[1]。此后,不断有学者从非洲和欧亚大陆人类化石和文化遗存角度,对该模式加以论证和强化[2]。20世纪80年代中后期,Cann R等遗传学家根据现生人群DNA重建现代人遗传谱系的工作,为近期走出非洲学说提供了新的证据[3]。由此引发了一些学者对早期现代人走出非洲的路线、时间等问题的关注和探讨。

1994年,Lahr M和Foley R明确提出早期现代人南方扩散路线(Southern Dispersal Route)学说,并认为早期现代人从非洲之角(Horn of Africa,包括埃塞俄比亚、厄立特里亚、吉布提等国家)出发,跨过曼德海峡到达阿拉伯半岛南部,接着向东扩散至印度半岛和东南亚,最后到达澳大利亚和新几内亚[4]。根据当时的基因研究结果和在澳大利亚发现的旧石器材料,Lahr M和Foley R认为早期现代人南方扩散路线发生时间至少在距今5万年前,并很有可能是在距今10-5万年前的某一时刻[4,5]

传统的观点认为早期现代人是通过北线走出非洲的,即从北非到达西亚,进而扩散至欧洲[6]。以色列Boker Tachtit遗址和黎巴嫩Ksar Akil遗址的石器和测年结果显示,北线人群携带的是旧石器晚期早段的石叶技术,到达西亚的时间在距今约4.5万年前[7]。根据这些材料,Lahr M和Foley R进而提出:早期现代人南方扩散路线的时间早于北线,并且出现在非洲旧石器时代晚期技术革新之前;早期现代人在晚更新世期间存在多次相互独立的扩散事件,它们之间有年代早晚及扩散方向上的差别[4,5,8]

当前,早期现代人南方扩散路线研究仍是国际学术界的热点问题。阿拉伯半岛、印度半岛、东南亚和大洋洲地区的一系列重要考古发现和研究成果,为认识早期现代人在欧亚大陆南部地区的迁徙扩散历史和适应生存方式提供了坚实证据。中国南方地区紧邻东南亚和印度半岛,无论从地理位置还是生态环境来看,都可以纳入早期现代人南方扩散路线的研究范围。但是,目前除了几处早期现代人化石地点(如湖南道县福岩洞、广西崇左智人洞)的研究外,其他遗址的研究并未受到国际学术界广泛关注。同时,相比北方扩散路线[9,10],国内学术界对早期现代人南方扩散路线的讨论和研究比较有限。因此,有必要对南方扩散路线的相关内容进行梳理和介绍,并希望从比较的视野推动中国南方地区研究工作的开展。

2 南方扩散路线研究进展

2.1 扩散时间

受限于当时的材料,Lahr M和Foley R提出早期现代人可能在距今10-5万年前走出非洲[4,5]。新世纪以来,随着新遗址的不断发现和测年数据的积累,学者们在南方扩散路线上的不同地区都发现了更早阶段的、可能与早期现代人相关的证据。

在阿拉伯半岛,重要的发现包括距今约12.3-9.5万年前的Jebel Faya遗址[11]、距今约10.6万年前的Aybut Al Auwal遗址[12]、距今约10-8万年前的Mundafan Al-Buhayrah遗址[13]以及距今约7.5万年前的Jebel Qattar遗址[14]图11)(1)正文中所涉及遗址的地理位置均已在图1中标注。由于遗址数量较多,为避免非必要的重复,后文不再引用插图号,特此说明。)。这些遗址均发现有与东非旧石器中期技术面貌相近的石制品组合。在近期的报道中,位于半岛北部内夫得沙漠地区的Al Wusta遗址,不仅出土了具有非洲旧石器中期技术风格的石制品组合和带有非洲动物群特点的化石材料,还发现一节早期现代人的指骨化石,年代距今约9.5-8.5万年前,该发现为判断阿拉伯半岛旧石器中期石器的制作者提供了直接证据[15]。另外,研究者在内夫得沙漠地区Alathar古湖沉积中发现早期现代人的脚印化石,年代距今约12.1-11.2万年前,被认为是目前阿拉伯半岛发现的最早的现代人活动证据[16]

图1

图1   正文中涉及的所有遗址的地理位置图

另附3处年代早于距今约13万年的东非早期现代人遗址位置信息,年代早于距今约5万年前且仅有人类化石发现的遗址加注下划线。

Fig.1   Geographic locations of all sites mentioned in the text

plus information for 3 early modern human sites older than 130 ka in East Africa, sites older than 50 ka and with only human fossils are marked with an underline.


在印度半岛,距今约9.6-6万年前的Katoati遗址[17]和距今约8-7.4万年前的Jwalapuram遗址第3地点[18,19],均出土有与非洲旧石器中期技术风格相近的石制品组合。虽然没有发现这个阶段的人类化石,但是研究者仍认为这些石制品的制作者是从非洲扩散至此的早期现代人。

东南亚和澳大利亚大陆近期也有一系列重要发现。印度尼西亚苏门答腊岛Lida Ajer遗址发现的早期现代人牙齿化石,年代距今约7.3-6.3万年前,被认为是现代人占据热带雨林环境的最早证据[20]。菲律宾吕宋岛Callao洞穴发现的人类跖骨化石,年代距今约6.7万年前;研究者认为其与现代人具有某些相近的形态特征,但最新研究将其归入一个新的人种,即吕宋人(Homo luzonensis)[21]。老挝Tam Pa Ling洞穴出土的早期现代人头骨化石,年代距今约6.3-4.6万年前,是迄今东南亚地区发现的年代最早、归属明确的早期现代人骨骼化石[22]。此外,印度尼西亚爪哇岛Punung遗址早年发现的一颗早期现代人牙齿化石,测年结果为距今约12.8-11.8万年前[23]。在澳大利亚,虽然缺少人类化石的发现,但澳大利亚北部Nauwalabila I号遗址底部文化层的年代在距今约6-5.3万年前[24];距离该遗址北约70 km的Madjedbebe遗址(即Malakunanja II号遗址),底部文化层的最新测年结果为距今约6.5-5.3万年前,表明该地区在距今约5万年前已有人类活动[25,26]

来自中国南方洞穴遗址的早期现代人化石材料,为认识南方扩散路线的时间和地理范围提供了重要信息。湖南道县福岩洞[27]和广西田东县陆那洞[28]发现的早期现代人牙齿化石,年代分别为距今约12-8万年前和12-7万年前;广西崇左木榄山智人洞发现的早期现代人下颌骨年代距今10万年左右[29];广西柳江县(现柳州市柳江区)发现的柳江人头骨化石,形态上属于早期现代人,通过对地层中次生碳酸岩进行的铀系测年,一些学者认为柳江人头骨化石年代应不晚于距今约7万年,但由于头骨化石系当地工人挖岩泥时所得,因此对其实际出土层位一直存有争议[30,31];广西崇左岩利洞发现的现代人牙齿化石,初步测年结果为距今约6.5-3万年前[32];此外,湖北郧西县黄龙洞遗址不仅发现早期现代人牙齿化石,也发现与牙齿化石同层出土的石制品,遗址铀系测年结果为距今10.3-7.9万年前,而ESR测年结果为距今4.4-3.4万年前[33]

上述不同地区一系列年代大于5万年的考古发现,为我们认识和思考南方扩散路线的时间提供了重要线索。但是不难发现,其中的大多数遗址要么仅发现旧石器材料,要么只发现人类化石,两种遗物共存的遗址并不多见;另外,一些遗址在人类化石的出土地层、绝对年代、化石种属以及石器技术属性等方面仍存在争议,这些因素都为判断南线扩散人群与文化之间的关联增加了难度。

2.2 扩散路径

沿印度洋海岸向东迁徙和扩散,被认为是早期现代人扩散的“海岸高速路(Coastal express)”[34,35]。由此,引发了学者们对早期现代人开发利用海洋资源等相关问题的关注。

南非的Klasies River Mouth、Herolds Bay等旧石器时代中期遗址的大量证据显示,在距今约11.5-10万年前,早期现代人已经能够获取各种海洋资源,如海狮、海鸟和各种贝类[36-38]。Walter R等在东非厄立特里亚的红海沿岸也发现了早期现代人食用滨海食物(如牡蛎、蟹等)的证据,年代可早至距今约12.5万年前[39]。这些发现不仅改变了之前认为的“现代人4万年以后才开始利用海洋资源”的结论[40],也暗示了对海洋资源的有效开发利用,可能是早期现代人选择沿海岸扩散的主要驱动力[34]

目前,南方扩散路线上的早期现代人利用海洋资源的证据主要来自东南亚岛屿。比如,距今约4.2万年前的东帝汶Jerimalai遗址发现了丰富的以海洋种属为主的动物群组合,其中海龟和鱼类所占的比例最大[41]。另外,东帝汶距今3.5万年左右的Matja Kuru 2号遗址发现了用于捆绑的骨质矛头(两侧边有连续切割出来的小凹缺,在捆绑时起到稳固的效果),被认为是早期现代人用来捕获海龟和儒艮等海洋动物的,原因在于这种方法在澳大利亚北部的土著人群中仍有使用[42]

岛屿区之外目前鲜有早期现代人利用海洋资源的证据。比如,大多数的阿拉伯半岛和印度半岛的早期现代人遗址分布在远离现今海岸的内陆地区,而东南亚大陆和中国南方地区发现的多处含早期现代人化石的遗址也都距离海岸线较远[43]。另外,菲律宾巴拉望岛Tabon遗址(距今约4.8万年前)和马来西亚婆罗洲岛Niah遗址(距今约4.6-3.4万年前)的考古材料显示,早期现代人能够很快适应东南亚岛屿内部的环境,比如大量捕猎猪和猴子等陆生动物资源[44,45]

基于上述发现,一些学者提出早期现代人在南线的具体扩散路径相当复杂,可能既包括沿海路线(部分遗址可能淹没在海下),也包括内陆路线。Field J等基于GIS技术进行的最低成本路径分析证实了这一点:早期现代人在扩散途中形成了多条路径,其内陆路径多是以河流为迁徙廊道,比如印度半岛的印度河和纳尔默达河[46,47]。另外,由于内陆地区拥有更加多样化的生态环境,研究者认为早期现代人已经具备非常灵活的生存适应能力,对海洋资源的利用仅是人类适应体系中的一部分[48,49]

3 现阶段的不同观点

围绕新近的一系列发现和研究结果,不同学者在早期现代人南方扩散路线的认识上出现分歧,并由此展开了讨论,以下对具有代表性的几种观点进行概述。

3.1 Petraglia M观点

Petraglia M的观点主要基于阿拉伯半岛和南亚地区新发现的考古材料。通过石器技术的对比分析,Petraglia M等认为在这两个地区发现的旧石器中期技术体系表现出与同时期的非洲的相近性,而与欧洲尼安德特人的旧石器中期技术有所区别。因此认为,这些石器的制作者是从非洲走出来的早期现代人,其扩散时间可早至距今约12万年前,即MIS 5阶段[50-52]。该观点进一步认为,MIS 5阶段湿润多雨的气候条件显著改善了阿拉伯半岛的生态环境,以往的沙漠变为河湖和绿洲,生物资源丰富,吸引了早期现代人的到来[53]。从路线来看,早期现代人既可以通过曼德海峡直接到达阿拉伯半岛,也可以先进入西亚的黎凡特走廊(在Qafzeh和Skhul遗址发现距今约12-9万年的早期现代人头骨化石[54,55]),再向南到达阿拉伯半岛。早期现代人以阿拉伯半岛为次生演化中心,继续向东扩散,在距今至少8万年前到达印度半岛[51,52]

根据在印度北部Son流域和南部Jurreru流域发现的旧石器材料,Petraglia M等认为旧石器中期技术体系逐渐发展过渡,形成了当地的旧石器晚期细石器技术体系,从而支持南亚地区现代人自出现以来的连续演化过程[56]。古环境研究也显示,尽管晚更新世以来季风强度的变化导致南亚地区生态环境的地理重组,但是这一地区在整个晚更新世期间都有适宜古人类生存的地理区域,为早期现代人的连续演化提供了有利条件[57]

3.2 Bae C观点

Bae C的观点主要基于最新的考古发现,认为早期现代人自MIS 5阶段以来存在两次相互独立的南线扩散事件[58]。第一次扩散事件出现在距今约6万年之前,人群规模可能比较小。早期现代人沿着南方路线,从西亚至南亚,然后向东分别到达中国南方、马来群岛和澳大利亚大陆。Pagani L等的基因研究结果也显示,现今巴布亚人(新几内亚岛及其附近岛屿上的土著人群)基因组中,仍有至少2%的基因片段能够追溯到距今约7.5万年前扩散至此的、已经基本灭绝的早期现代人[59]

第二次扩散事件发生在距今约6万年以后,可以看作是最主要的一次走出非洲(Major Out of Africa)事件。这次扩散的人口数量更多,且繁衍更加成功,覆盖了之前阶段扩散出来的现代人的基因信息。从文化上看,第二次扩散出来的早期现代人拥有更加进步的技术能力,比如制作石叶、细石叶、复合型工具以及串珠和染料等象征性产品,这些文化特征在南亚地区的考古记录中均有发现。与南亚地区相比,东南亚和中国南方地区的考古材料中目前尚未识别出明确的石叶和细石叶产品,但是Bae C等认为印度尼西亚苏拉威西岛发现的距今约4万年的洞穴岩画艺术、东帝汶Jerimalai遗址发现的距今约4.2万年的深海捕鱼技术,可以看作是第二次扩散阶段的早期现代人的文化标识[58]。另外,向澳大利亚大陆扩散过程中需要穿过华莱士区(Wallacea,即使在海平面下降的冰期也未露出水面),因此,造船和航海技术也被认为是南方扩散路线上的早期现代人的重要行为表现[58]

3.3 Reyes-Centeno H观点

Reyes-Centeno H综合最新的考古材料、人类化石形态和基因研究结果认为,早期现代人最初的扩散发生在距今约14-6.5万年前;早期现代人沿着南方路线到达东南亚、澳大利亚及太平洋南部的美拉尼西亚群岛。在距今5万年左右,来自非洲的第二波人群开始出现扩散浪潮,取代或同化了大部分生活在南方扩散路线上的第一波早期现代人;生活在澳大利亚大陆和美拉尼西亚群岛上的第一波早期现代人,长期处于相对隔离的状态,并未受到第二波人群的影响,最终演化为当地现今的土著人群[60]

Reyes-Centeno H等通过对不同地区人群的基因数据和头骨表型数据的定量对比分析,发现在现今澳大利亚、巴布亚新几内亚和美拉尼西亚土著人群中所观察到的原始性状应是第一波扩散人群留下的,而同样位于南方扩散路线上的印度的土著人群(如德拉威人)则显示与第二波扩散人群具有紧密联系[61]。Reyes-Centeno H等用“多次扩散附加隔离”模型(Multiple dispersals with isolation)来形容早期现代人的这种扩散方式[61,62]

3.4 Mellars P观点

Mellars P的观点主要基于南亚地区考古材料以及基因研究结果。通过对印度半岛距今约6万年前的旧石器中期石器组合的重新分析,Mellars P等认为这些石器并非早期现代人的产物,而更可能是尼安德特人或其他未知的古老型人类留下的,这些石器与晚期阶段出现的细石器技术之间不存在传承关系。南亚地区早期现代人的文化表现包括几何形细石器、精致修理的骨器、串珠饰品、抽象刻划图案等。这些文化特征与欧亚大陆西部早期现代人所表现出的文化特征非常相近,年代上也大致相近,处于旧石器时代晚期阶段[63,64]。印度Jwalapuram第9地点的测年结果显示,这些文化特征在南亚出现的时间为距今约3.8-3.5万年前[65]。斯里兰卡岛Fa Hien-lena遗址和Kitulgala Beli-lena遗址的测年结果将这些文化特征出现的年代提早至距今约4.5万年前[66-68]

基于现今人类线粒体DNA和Y染色体基因的共祖年代(Coalescence age)结果显示,起源于非洲的线粒体DNA单倍群L3(距今约7.9万年)在从非洲向亚洲的扩散过程中分化出两个古老的奠基单倍群,即单倍群M和单倍群N,两者的分离时间非常接近。单倍群M在南亚的出现时间为距今约5万年前,单倍群N在阿拉伯半岛的出现时间为距今约6万年前[69,70]。另外,从Y染色体来看,非洲以外人群的Y染色体具有来自非洲支系的近期祖先,其奠基单倍群C、D和F的出现年代在距今约6-4万年前,略晚于线粒体DNA的估算结果[71,72]。总体来看,基于现今人类基因序列的研究结果,支持南方扩散路线上的早期现代人出现时间不早于距今约6万年前的观点[64]

Mellars P的观点与传统上学界对早期现代人扩散的认识较为一致。比如,Klein R也认为早期现代人是在经历了旧石器时代晚期的技术革新之后走出非洲的,时间在距今5万年左右。现代人进入西亚之后,分成两支,一支沿南方扩散路线到达印度、东南亚等地,一支则沿北方扩散路线到达西欧、中亚和东北亚等地区[73]。同时,Klein R认为基因突变导致了非洲早期现代人出现复杂的语言能力和高级认知能力(比如艺术思想和象征性行为),这些能力帮助他们成功占据和适应多样化的生存环境,并在与尼安德特人、丹尼索瓦人等古老型人类的竞争中胜出[74]。Oppenheimer S则主要根据分子生物钟的定年,认为早期现代人的扩散是单次事件,时间可追溯至距今约7.5-6万年前,即MIS 4阶段;并认为该阶段干冷气候导致的海平面下降、海水盐度增加,以及海滨食物资源的减少,可能迫使早期现代人越过曼德海峡,占据受到季风影响而生物量相对充足的印度洋沿岸地区[75,76]

4 考古证据

由于古人类化石材料的稀少以及DNA遗传定年的某些不确定性(如突变速率、代际时间的估计误差等),对文化遗存的解读和研究成为探讨早期现代人南方扩散路线的重要途径。从目前的发现来看,距今约5万年以前的考古材料以石制品为主;在距今约5万年以后,包括装饰品、颜料、岩画等在内的多种形式的物质文化遗存开始出现。以下内容以距今约5万年为节点进行介绍。

4.1 距今约5万年前

该阶段的材料主要来自阿拉伯半岛、印度半岛和澳大利亚,以具有旧石器中期技术特征的石制品为主。由于早期现代人和尼安德特人都曾使用旧石器中期技术,因此如何确定石器技术与特定人种之间的联系成为核心问题。

阿拉伯半岛:有确切埋藏地层和测年数据的旧石器中期遗址主要有阿联酋Jebel Faya遗址(距今约12.3-9.5万年前)[11]、阿曼Aybut Al Auwal遗址(距今约10.6万年前)[12]以及沙特阿拉伯Mundafan Al-Buhayrah遗址(即MDF-61,距今约10-8万年前)[13]

Jebel Faya遗址发现的石制品包括勒瓦娄哇石核、石叶石核、小型手斧、两面修理的叶形器(Bifacial foliate)、边刮器和锯齿刃器等。该遗址以手斧和叶形器为代表的石器修理技术,与东非旧石器中期技术之间有显著的相似性2) (2) 根据Shea J的研究,东非距今约20-8万年前的旧石器中期遗址表现出某些共性特征:手斧、手镐等工具类型依然存在,但尺寸变小;叶形器(Foliate point)在许多遗址都有发现;盘状石核和向心剥片的勒瓦娄哇石核比例较高[78]。),暗示早期现代人从东非扩散至此[11]

Aybut Al Auwal遗址最具特色的发现是努比亚预制石核(Nubian core),占到该遗址石核总量的79%,其中1型努比亚石核的数量又远远大于2型的数量(图2)。此外,遗址中还发现数量较多的勒瓦娄哇石片、勒瓦娄哇石叶和勒瓦娄哇尖状器,但缺少叶形器[12]。根据这些特点,研究者认为Aybut Al Auwal遗址石器技术类似于在北非地区发现的晚期努比亚技术体系3)(3) 努比亚技术体系主要发现于北非尼罗河谷地区,是非洲旧石器中期一种区域性的技术变体,年代主要在MIS 5阶段。根据预制方式的不同,可将努比亚石核分为1型和2型两类(图2),两者均以生产三角形石片为特色。早期努比亚技术体系具有高比例的2型石核以及两面加工的手斧和叶形器,晚期努比亚技术体系则以1型石核为主,同时缺少两面修理工具[77]。),Usik V等将其命名为非洲-阿拉伯努比亚技术体系(Afro-Arabian Nubian technocomplex),以突显两个地区文化上的强烈联系[77]。Aybut Al Auwal遗址发现的努比亚石制品组合被认为是早期现代人在MIS 5阶段从非洲扩散到阿拉伯半岛的有力证据。

图2

图2   文中涉及的旧石器中期阶段不同形式的预制石核技术

Fig.2   Various forms of prepared core technologies in the Middle Stone Age/Middle Paleolithic stage mentioned in the paper


Mundafan Al-Buhayrah(即MDF-61)遗址发现的石核以向心循环剥片型勒瓦娄哇石核和向心优先剥片型勒瓦娄哇石核为主,勒瓦娄哇石片背面大多为向心片疤,石片形态多呈卵圆形和矩形(图2)。遗址发现的工具主要是锯齿刃器和汇聚型修理的尖状器[13]。研究者认为这些特点既不同于努比亚技术,也不同于黎凡特地区尼安德特人的旧石器中期技术4)(4) 黎凡特地区旧石器中期技术可分早、中、晚三期。早期阶段(> 13万年前)的石核技术以单向循环剥片和对向循环剥片的勒瓦娄哇石核为主(图2),生产勒瓦娄哇石叶,一般认为对应当地古老的尼安德特人;中期阶段(13-7万年前)以向心预制的勒瓦娄哇石核为主(图2),一般认为对应从非洲扩散至此的早期现代人(如Skhul、Qafzeh早期现代人);晚期阶段(7-4.5万年前)以循环或优先剥片的单向汇聚型勒瓦娄哇石核为主(图2),生产勒瓦娄哇尖状器、石叶、自然背刀(Naturally backed knife)等产品,一般认为对应从东南欧扩散至此的尼安德特人[79]。),而与同时期东非早期现代人使用的技术具有相似属性。

总体来看,阿拉伯半岛旧石器中期技术与东非和北非早期现代人使用的旧石器中期技术之间具有密切联系。该地区新近发现的早期现代人指骨化石和脚印化石,也支持早期现代人在晚更新世早期已经出现在阿拉伯半岛的观点[15,16]。对于Mellars P和O’Connell J等支持早期现代人距今约5万年前走出非洲的学者来说,目前也接受早期现代人在MIS 5阶段到达阿拉伯半岛的结论,但是二人也都认为这批早期现代人的影响非常有限,并没有继续向东扩散,南亚、东南亚和澳大利亚等地区直到大约5万年以后才有早期现代人的到来[64,80]

印度半岛:具有明确测年数据的旧石器中期遗址也比较少,目前研究主要集中在两个遗址,即位于西北部的Katoati遗址(距今约9.6-6万年前)和东南部的Jwalapuram遗址(距今约8.5-7.5万年前)。

Katoati遗址最具特色的石核类型,包括向心预制的勒瓦娄哇石核和用来生产三角形石片的努比亚石核。遗址发现的1件带铤尖状器,类似于北非阿泰尔技术体系(Aterian technocomplex)中发现的阿泰尔尖状器。Blinkhorn J等认为努比亚石核、带铤尖状器及其他底部经过修理的尖状器的存在,显示Katoati遗址与同时期北非和阿拉伯地区的遗址具有相似性,很可能暗示了拥有旧石器中期技术的早期现代人从非洲向南亚地区的扩散[81,82]

Jwalapuram遗址包含多个旧石器地点,其中第3地点和第22地点出土有旧石器中期石制品,研究者对这两处地点的预制石核进行了详细研究[18,19,83]。以Clarkson C等的研究为例,通过对来自旧大陆不同地区的867件石核的判别分析,认为Jwalapuram遗址石核与南非旧石器中期遗址的石核(尤其是Howiesons Poort5)(5) Howiesons Poort技术体系是南非旧石器时代中期一种广泛分布的区域性技术类型,以生产小型石叶和制作几何形修背工具为特色。一般认为该技术体系存在的时间相对较短,在距今约6.5-6万年前[85]。)技术体系中的石核)有显著联系,而与东非、北非、西亚和西欧等地区旧石器中期遗址的石核无相关性[84]

针对上述研究结果,Mellars P等提出了质疑。首先,从地理位置来看,Jwalapuram遗址石核应该与东非地区(而非相距更远的南非)的石核存在更紧密的联系,但判别分析结果恰好相反。其次,研究者选用的南非石核标本大部分来自Howiesons Poort技术体系,该技术体系在南非存在的时间在距今约6.5-6万年前。按照更早阶段走出非洲的观点,同类石核在南非出现的时间应早于印度,但目前的年代结果正好相反。最后,Mellars P等认为Jwalapuram遗址大多数石核并不具备勒瓦娄哇石核的典型特征,努比亚石核的技术特征也不显著。另外,目前尚未发现单面或两面侵入性修理的尖状器[64]

相比阿拉伯半岛,学者们对南亚地区距今约5万年前的石制品组合的技术属性仍存在较大争议。根据目前的线索,发现更多技术特征明确的努比亚石核以及修理意图明显的带铤尖状器,或可为解决争议提供帮助。

澳大利亚:年代早于距今约5万年的考古遗址有Nauwalabila I号遗址(底部文化层距今约6-5.3万年前)[24]和Madjedbebe遗址(底部文化层距今约6.5-5.3万年前)[25,26],后者发现较为丰富的石制品,研究也相对深入。

Madjedbebe遗址底部文化层石制品以石英岩、硅质岩、泥岩和辉绿岩为主要原料。石英岩石片尺寸较大,轮廓形态多呈长的汇聚型,硅质岩石片小而薄,且台面大多经过预制或打磨,部分硅质岩小石片很可能是修理尖状器过程中产生的削薄石片(Thinning flake)。根据向心剥片石核、尖状器的存在以及细石器技术的缺失等特点,Clarkson C等认为该遗址石制品组合与印度半岛旧石器中期石制品组合具有显著联系,表明携带旧石器中期技术的早期现代人在距今约6.5万年前已扩散到澳大利亚[86]。除打制石器外,遗址中还发现了一定数量的研磨制品,其中包括边缘局部磨光的短斧(Edge-ground hatchet)、用来研磨植物种子和赤铁矿粉的磨石、经过研磨的赭石等。赭石周围发现的云母残片,被认为是世界上最早使用反光颜料的证据[26,87]

4.2 距今约5万年以来

距今约5万年以来,南方扩散路线上的考古证据开始逐渐增多,同时也有更多早期现代人化石的发现。本文重点关注距今约5-3万年前的重要考古发现,这一时期是早期现代人大范围地理扩散和适应多样化生态环境的关键阶段,为后续不同地区早期现代人的发展与演化奠定了重要基础。

南亚:斯里兰卡岛Fa Hien-lena洞穴遗址发现目前南亚地区年代最早的现代人化石,距今约4.8-3.4万年前[67,88]。与现代人化石伴出的文化遗存包括细石器组合、骨器、赭石、穿孔海贝珠等具有革新性特征的产品。Fa Hien-lena遗址细石器组合的主要特征有:大量使用石英原料;石核剥片以砸击法为主,用于生产细小石片(长度小于40mm)和细石叶,后者在石制品中所占比例低;含有少量修背工具[66]。骨器类型以磨制的尖状器为主,很可能用作狩猎半树栖和树栖动物的投掷矛头。遗址动物群的分析显示,小型哺乳动物是主要狩猎对象,以猴子(猕猴、叶猴等)和松鼠所占比例最高。动物死亡年龄结构呈现壮年居优型特点,说明有目的的狩猎是获取动物资源的主要方式[67]

相似的文化面貌与觅食策略在斯里兰卡岛上的其他遗址中也有发现。比如,Kitulgala Beli-lena岩厦遗址在距今约4.5万年前已有人类活动,并留下少量骨质尖状器和大量砸击法生产的细小石英制品[68]。Batadomba-lena岩厦遗址人类活动的最早时间在距今约3.6万年前,遗址中发现少量修背工具、骨质尖状器、以及赭石颜料和穿孔海贝珠等具有象征意义的文化遗存,同时发现的还有早期现代人的化石[89,90]

印度半岛该阶段的发现以细石器遗址为主。印度北部宋河流域Dhaba遗址发现距今约4.8万年前的细石叶、单向或对向剥片的细石叶石核以及修背工具[86,91]。中部纳尔默达河流域的Mehtakheri遗址年代约4.5万年前,遗址中的细石叶石核以玉髓和燧石为原料,尺寸多在20-30 mm,未见砸击剥片技术,存在少量修背工具[92]。印度南部Jwalapuram遗址的第9地点年代约3.5万年前,有一定比例的细石叶、单向或对向剥片的细石叶石核以及具有几何形态(平面轮廓呈新月形、三角形或梯形)的修背工具,偶有砸击石核发现[65]

关于南亚地区细石器工业的来源,一些学者认为是从本地旧石器中期技术发展而来[56,57,86]。持不同观点的学者则认为,这里的细石器技术是早期现代人在距今约6-5万年前从非洲扩散至南亚时带来的,源头可追溯到非洲旧石器时代中期晚段的Howiesons Poort石器工业(距今约6.5-6万年前)[64]

东南亚:目前发现的距今约5-3万年前的现代人化石主要来自马来西亚婆罗洲岛Niah洞穴遗址(距今约4.5-3.9万年前)[93]、菲律宾巴拉望岛Tabon洞穴遗址(距今约4.7万年前)[94]和印度尼西亚爪哇岛Wajak遗址(距今约3.7-2.8万年前)[95]。其中,Niah遗址和Tabon遗址的早期文化层中均出土有石制品,且石器技术特征相似:原料均为就近取材,岩性以各类硅质岩(燧石、石英岩、碧玉等)为主;石核剥片主要采用锤击法,缺乏预制技术;石核和石片尺寸小;修理工具的数量很少[96,97]。微痕分析显示,石片多作用于硬度较大的材质,部分石片的边缘可见磨光痕迹,很可能用来加工骨器或竹木器[98]。另外,少量石片上保留的树脂残留物,暗示存在用于捆绑的复合型工具[96]

上述技术特征和使用方式见于大多数距今约5-3万年前的东南亚遗址,比如泰国Lang Rongrien遗址6)(6) Lang Rongrien岩厦遗址文化层可分为三期:早期年代距今约4.3-2.7万年前,石制品以小型石核和石片为主;中期年代为早全新世,出土典型的和平文化(Hoabinhian culture)石器类型;晚期年代距今约4000-2500年,主要作为墓地性质的遗址使用[99,100]。)(距今约4.3-2.7万年前)[99,100]、东帝汶Jerimalai遗址(距今约4.2万年前)和Lene Hara遗址(距今约4.2万年前)[101-103]、越南Nguom遗址7)(7) Nguom遗址包含三个文化层位,底部文化层年代早于距今约3.2万年前,出土以小型石片为主的石制品组合;中部文化层年代距今约2.3万年前,出土山韦文化(Son Vi culture)石制品;上部文化层年代距今约1.9万年前,出土和平文化石制品。翁文化(Nguomien culture)的命名即来源于该遗址,用以代表底部文化层以小型石片为主的石制品组合[104]。)(> 3.2万年前)[104]、印度尼西亚塔劳群岛Leang Sarru遗址(距今约3.5万年前)、印度尼西亚苏拉威西岛Leang Burung 2遗址(距今约3.1万年前)[105-107]、印度尼西亚格贝岛Golo遗址(距今约3.2万年前)[108]。其中,Jerimalai遗址是目前石制品出土数量最多且研究最为深入的遗址之一。该遗址石制品原料以燧石为主,石核剥片以锤击法为主,砸击法次之,锤击剥片石核的类型主要为多台面石核和盘状石核,缺少预制石核。石核与石片均非常小,石核上保留的最大完整片疤长度平均为10 mm,完整石片的平均长度约14 mm,部分石片的台面部位可观察到使用痕迹,可能作为复合型工具使用[109]。遗址工具比例低,类型以刮削器、凹缺器、锯齿刃器为主,另有少量雕刻器和汇聚型修理的尖状工具,可能用于加工有机质工具[101,102]

石器技术之外,还发现一些与复杂艺术行为相关的文化遗存。比如,印度尼西亚苏拉威西岛Leang Timpuseng洞穴遗址发现距今约4万年前的岩画艺术[110]、东帝汶Jerimalai遗址发现距今约4万年前的赭石颜料以及距今约3.7万年前的穿孔橄榄螺珠(东南亚地区目前年代最早的个人装饰品)[102,111]

对部分遗址(如Niah遗址、Tabon遗址)动植物遗存的研究表明,早期现代人发展出多样化的狩猎技术,不仅能够捕获野猪等陆栖动物,也能够捕获猴子等树栖动物以及不同种类的淡水鱼[44,45]。对植物资源的利用也更加广泛,能够去除当地有毒植物(如白薯茛)中的毒素,以获取丰富的淀粉物质[96]。这些都是早期现代人在热带雨林环境下发展出的独特的生存适应行为。另外,东帝汶Jerimalai遗址深海鱼类(如金枪鱼)化石的大量发现表明,早期现代人在距今约4.2万年前已经具备开发深海食物资源的技术和能力[41,112]

澳大利亚、巴布亚新几内亚:目前,这两个地区发现的距今约5-3万年前的考古遗址至少有二十余处,分布范围也非常广泛。澳大利亚东南部Lake Mungo遗址发现该区年代最早的现代人化石,距今约4万年前[113]。澳大利亚西北部的Carpenters Gap 1遗址是该阶段代表性遗址之一,底部文化层年代距今约5.1-3.8万年前,该层发现边缘局部磨光的短斧、赭石颜料以及澳大利亚目前年代最早的骨制品,研究者认为这件骨制品可能作为骨锥或穿鼻的装饰品使用,其年代早于距今约4.6万年前[114-116]。石制品主要以石英为原料,石核和石片的尺寸均非常小,石核上完整片疤的长度在30.5-7.9 mm,表明制作者有意识的剥取细小、锋利且形态不规则的石片,研究者认为可能与人群的高流动性相关。石核剥片既有锤击法也有砸击法,后者被认为是最大化利用石核以及生产细小石片的有效方法[114]

位于澳大利亚南部干旱区的Warratyi岩厦遗址,发现与技术革新和象征性行为相关的考古证据。遗址中下部文化层中出土红色赭石颜料(距今约4.9-4.6万年前)、白色石膏颜料(距今约4-3.3万年前)和骨质尖状器(距今约4-3.8万年前)。部分石片上的树脂残留物是目前在澳大利亚发现的最早使用石质捆绑工具的证据(距今约3.8-3.5万年前)[117]

巴布亚新几内亚的考古发现分布在新几内亚岛、新英格兰岛和新爱尔兰岛等岛屿上。其中,新几内亚岛Ivane流域发现一系列位于岛屿内部(距现今海岸线约110 km)的旷野遗址,海拔均在2000 m左右。Ivane流域Vilakuav遗址底部文化层年代距今约4.9-4.3万年前,South Kov遗址和Airport Mound遗址底部文化层距今约4.6-4.3万年前,Kosipe Mission遗址底部文化层年代约4.1-3.8万年前[118]。这几处遗址底部文化层中都发现有石制品,原料来自附近的河滩砾石,岩性比较多样,包括玄武岩、片岩、变质玄武岩和石英等。其中,石英主要用来生产小石片,而各类变质岩主要用来加工一种被称作束腰斧(Waisted axe)的重型工具。这类工具一般以砾石为毛坯单面修理而成,两侧边分别有一个较为显著的凹陷形成束腰形态,可能为了便于捆绑[118,119]。关于束腰斧的功能,Groube L推测是为了清除高大树木(Forest clearance),以便其他植物更好的生长[120]。从这些遗址出土的植物遗存来看,生长在高地地区的露兜树属(Pandanus)植物坚果是古人类的主要食物[118]

位于新几内亚岛海岸线附近的遗址有Bobongara遗址(年代> 4.3万年前)和Lachitu遗址(距今约4.3-3.7万年前)[119,121]。其他海滨型遗址还有新爱尔兰岛的Buang Merabak遗址(距今约4.5-4.3万年前)和Matenkupkum遗址(距今约4.1-3.9万年前)[122-125],以及新英格兰岛的Kupona na Dari遗址(距今约3.8-3.4万年前)[126]。对Kupona na Dari遗址石制品的分析显示,远距离搬运的黑曜岩是制作石器的主要原料,小型石片是最主要成分,并且部分石片被作为剥取细小石片的石核来使用。石片的双重性质是较高水平的计划性和预见性的体现,即在需要之时能够随时保证石器的供给,从而降低觅食成本和风险[119,126]。在Buang Merabak遗址,研究者发现1件穿孔的虎鲨牙齿吊坠(距今约3.95-2.8万年前),是目前该地区发现的年代最早的个人装饰品[127]

5 讨论与结语

随着新材料的不断发现和研究成果的发表,有关早期现代人南方扩散路线的理解和认识得以不断深化,但同时也出现了不同的观点。由上文可知,不同的观点之间既存在分歧,也有一致之处。比如,Petraglia M、Bae C、Reyes-Centeno H等越来越多的学者都支持早期现代人南方扩散路线在晚更新世早期已经出现的观点[50,58,60],并且Bae C和Reyes-Centeno H都认为存在早晚两次南线扩散事件[58,60]。相较而言,Mellars P等则主张早期现代人沿南方路线的大规模扩散只发生过一次,并且与早期现代人在旧大陆西部的扩散时间基本同步[63,64,73,75]

从考古学的视角来看,南方扩散路线上年代早于距今约5万年前的考古遗址主要表现为具有多样化特征的旧石器中期技术。澳大利亚Madjedbebe遗址虽然缺乏明确的旧石器中期技术,但是,研究者认为该遗址出土的研磨石器、赭石颜料等反映了革新性技术因素和象征性行为的出现,是当地早期现代人的文化表现。在距今约5-3万年前,南方扩散路线上与早期现代人相关的考古遗址数量显著增多,更多的文化革新要素逐渐出现,比如骨质尖状器、穿孔串珠装饰品和洞穴岩画等。石器技术方面,南亚地区出现细石叶和几何形修背工具,东南亚和大洋洲的石制品组合中虽然尚未发现这些石器类型,但也呈现出明显的细小化趋势8)(8) 石制品细小化在英文文献中常用Lithic miniaturization来表示[128]。石制品细小化并不完全等同于细石器化(Microlith),后者是以制作具有规范形态的几何形细石器为特征,前者主要是以系统地制作和使用细小石片和细小修理工具为特征的一套技术体系,有着较强的技术上的变异性,是一个更具包容性的术语(包括了细石器化)。关于细小石制品的尺寸界定,多数学者以小于30-50 mm为标准。尽管石制品细小化现象出现于更新世的不同阶段和旧大陆的不同地区,但是,从整体发展趋势来看,石制品细小化在晚更新世阶段,尤其是晚更新世晚期以来逐渐发展成为一种全球化的现象,并且蕴含着非常重要的演化上的意义,研究者通常将其与生态风险管理、投掷武器的使用、人口地理扩散以及现代人行为等联系起来[128,129]。)。微痕和残留物分析显示,部分细小石片可能被用来加工有机质工具或作为复合型工具使用。

上述发现和认识,一方面体现了南方扩散路线上的早期现代人与同时期欧亚大陆北部地区早期现代人具有某些相似的行为特征,另一方面也说明南方路线上的早期现代人独立发展出了一些区域性的适应行为,这些行为还表现在对热带雨林资源以及海洋资源的开发和利用、造船和航海技术的出现等方面。对于旧石器研究者来说,行为的区域性主要表现在早期现代人在南方扩散路线上的某些区域,如东南亚和大洋洲地区采用了标识并不明显的、权宜性的石器技术。相比其他物质文化遗存所表现出的相对明确的早期现代人行为特征,如何从石制品技术特征方面反映和揭示南方路线上的早期现代人的出现和演化,是当前的主要挑战之一。作为今后的研究方向,这些地区石制品组合表现出的细小化特点应该是值得关注和研究的问题。

石制品细小化被认为是晚更新世以来的一种全球化现象,并且随着时间的推移,其表现愈发明显,东北亚地区末次盛冰期阶段广泛出现的细石叶技术可看作是石制品细小化的一种极致体现[128,129]。南方扩散路线上发现的细小石制品组合可能也属于这一全球化现象的组成部分,只是在具体的表现形式上有所不同。如果能够从跨区域、定量对比分析的角度深入揭示南方路线上细小石制品组合所蕴含的技术与行为意义,或许会有新的收获和认识。同时,在旧石器类型与技术研究之外,加强微痕和残留物分析,也有助于我们从微观视角获取更多的信息。

中国南方地区由于在地理位置和生态环境上与东南亚紧密相连,已被作为早期现代人南方扩散路线中的一个重要区域[58]。目前的证据主要来自于古人类化石,但该区域大量的考古文化遗存并未引起国内外学术界的充分关注和重视。从目前的材料来看,中国南方的云贵高原地区已发现一些旧石器中期石器技术的线索,比如贵州观音洞遗址发现的勒瓦娄哇石制品组合[130],以及云南天华洞遗址和龙潭遗址发现的似基纳技术的石制品组合[131,132],这些遗址的年代均早于距今约5万年前。另外,在距今约5万年以来的中国南方考古遗址中(如广西白莲洞、娅怀洞遗址),具有细小化特征的石制品组合也有较为广泛的发现[133,134]。对这些材料进行更为深入、细致的研究,阐释其技术特征、技术属性及蕴含的行为信息,对于更好的认识和揭示中国南方地区早期现代人的出现和演化具有重要作用。

致谢

感谢中国科学院古脊椎动物与古人类研究所邢松在古人类化石方面、毛晓伟在古DNA方面提供的帮助和讨论。

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The dispersal of Homo sapiens out of Africa is a significant topic in human evolutionary studies. Most investigators agree that our species arose in Africa and subsequently spread out to occupy much of Eurasia. Researchers have argued that populations expanded along the Indian Ocean rim at ca 60,000 years ago during a single rapid dispersal event, probably employing a coastal route towards Australasia. Archaeologists have been relatively silent about the movement and expansion of human populations in terrestrial environments along the Indian Ocean rim, although it is clear that Homo sapiens reached Australia by ca 45,000 years ago. Here, we synthesize and document current genetic and archaeological evidence from two major landmasses, the Arabian peninsula and the Indian subcontinent, regions that have been underplayed in the story of out of Africa dispersals. We suggest that modern humans were present in Arabia and South Asia earlier than currently believed, and probably coincident with the presence of Homo sapiens in the Levant between ca 130 and 70,000 years ago. We show that climatic and environmental fluctuations during the Late Pleistocene would have had significant demographic effects on Arabian and South Asian populations, though indigenous populations would have responded in different ways. Based on a review of the current genetic, archaeological and environmental data, we indicate that demographic patterns in Arabia and South Asia are more interesting and complex than surmised to date.

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The Indian subcontinent lies on a key east-west corridor for hominin expansions across Asia, which has led to it playing a prominent role in debate surrounding the dispersal of modern humans. The current geography and ecology of the region consists of a diverse array of habitats. An examination of changes in monsoonal intensity indicates that geographic reconfiguration of ecological diversity occurred, but at a regional level, South Asia is shown to provide suitable environments for hominin occupations throughout the Late Pleistocene. Unfortunately, the fossil record of South Asia remains poor, preventing decisive resolution of modern human dispersal debates. However, in the past decade new interdisciplinary approaches to the archaeological record have overhauled the framework for understanding behavioral change during the Late Pleistocene. While the nature of the Late Acheulean to Middle Paleolithic transition remains to be resolved, it is now clear that it appears significantly later than in other Old World regions and may coincide with the expansion of modern humans across Asia. Mounting evidence supports a gradual rather than abrupt transition from Middle to Late Paleolithic technologies, which does not easily reconcile with arguments for the introduction of microlithic tool kits by the earliest expansions of modern humans.

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The modern human expansion process out of Africa has important implications for understanding the genetic and phenotypic structure of extant populations. While intensely debated, the primary hypotheses focus on either a single dispersal or multiple dispersals out of the continent. Here, we use the human fossil record from Africa and the Levant, as well as an exceptionally large dataset of Holocene human crania sampled from Asia, to model ancestor-descendant relationships along hypothetical dispersal routes. We test the spatial and temporal predictions of competing out-of-Africa models by assessing the correlation of geographical distances between populations and measures of population differentiation derived from quantitative cranial phenotype data. Our results support a model in which extant Australo-Melanesians are descendants of an initial dispersal out of Africa by early anatomically modern humans, while all other populations are descendants of a later migration wave. Our results have implications for understanding the complexity of modern human origins and diversity. Copyright © 2015 Elsevier Ltd. All rights reserved.

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The pattern of dispersal of biologically and behaviorally modern human populations from their African origins to the rest of the occupied world between approximately 60,000 and 40,000 years ago is at present a topic of lively debate, centering principally on the issue of single versus multiple dispersals. Here I argue that the archaeological and genetic evidence points to a single successful dispersal event, which took genetically and culturally modern populations fairly rapidly across southern and southeastern Asia into Australasia, and with only a secondary and later dispersal into Europe.

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Defining the distinctive capacities of Homo sapiens relative to other hominins is a major focus for human evolutionary studies. It has been argued that the procurement of small, difficult-to-catch, agile prey is a hallmark of complex behavior unique to our species; however, most research in this regard has been limited to the last 20,000 years in Europe and the Levant. Here, we present detailed faunal assemblage and taphonomic data from Fa-Hien Lena Cave in Sri Lanka that demonstrates specialized, sophisticated hunting of semi-arboreal and arboreal monkey and squirrel populations from ca. 45,000 years ago, in a tropical rainforest environment. Facilitated by complex osseous and microlithic technologies, we argue these data highlight that the early capture of small, elusive mammals was part of the plastic behavior of Homo sapiens that allowed it to rapidly colonize a series of extreme environments that were apparently untouched by its hominin relatives.

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India is located at a critical geographic crossroads for understanding the dispersal of Homo sapiens out of Africa and into Asia and Oceania. Here we report evidence for long-term human occupation, spanning the last ~80 thousand years, at the site of Dhaba in the Middle Son River Valley of Central India. An unchanging stone tool industry is found at Dhaba spanning the Toba eruption of ~74 ka (i.e., the Youngest Toba Tuff, YTT) bracketed between ages of 79.6 ± 3.2 and 65.2 ± 3.1 ka, with the introduction of microlithic technology ~48 ka. The lithic industry from Dhaba strongly resembles stone tool assemblages from the African Middle Stone Age (MSA) and Arabia, and the earliest artefacts from Australia, suggesting that it is likely the product of Homo sapiens as they dispersed eastward out of Africa.

Clarkson C, Smith M, Marwick B, et al.

The archaeology, chronology and stratigraphy of Madjedbebe (Malakunanja II): A site in northern Australia with early occupation

[J]. Journal of Human Evolution, 2015, 83: 46-64

DOI:10.1016/j.jhevol.2015.03.014      PMID:25957653      [本文引用: 1]

Published ages of >50 ka for occupation at Madjedbebe (Malakunanja II) in Australia's north have kept the site prominent in discussions about the colonisation of Sahul. The site also contains one of the largest stone artefact assemblages in Sahul for this early period. However, the stone artefacts and other important archaeological components of the site have never been described in detail, leading to persistent doubts about its stratigraphic integrity. We report on our analysis of the stone artefacts and faunal and other materials recovered during the 1989 excavations, as well as the stratigraphy and depositional history recorded by the original excavators. We demonstrate that the technology and raw materials of the early assemblage are distinctive from those in the overlying layers. Silcrete and quartzite artefacts are common in the early assemblage, which also includes edge-ground axe fragments and ground haematite. The lower flaked stone assemblage is distinctive, comprising a mix of long convergent flakes, some radial flakes with faceted platforms, and many small thin silcrete flakes that we interpret as thinning flakes. Residue and use-wear analysis indicate occasional grinding of haematite and woodworking, as well as frequent abrading of platform edges on thinning flakes. We conclude that previous claims of extensive displacement of artefacts and post-depositional disturbance may have been overstated. The stone artefacts and stratigraphic details support previous claims for human occupation 50-60 ka and show that human occupation during this time differed from later periods. We discuss the implications of these new data for understanding the first human colonisation of Sahul.Copyright © 2015 Elsevier Ltd. All rights reserved.

Kennedy KA. God-Apes and fossil men: Paleoanthroplogy of South Asia[M]. Ann Arbor: University of Michigan Press, 2000

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Kennedy KA, Deraniyagala SU, Roertgen WJ, et al.

Upper Pleistocene fossil hominids from Sri Lanka

[J]. American journal of Physical Anthropology, 1987, 72(4): 441-461

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Between 1978 and 1983 hominid skeletal remains were collected from the cave sites of Batadomba lena and Beli lena Kitulgala in Sri Lanka (formerly Ceylon). These are the most ancient specimens of anatomically modern Homo sapiens found thus far in South Asia, radiocarbon dates placing them in the Upper Pleistocene. Morphometric analysis of the remains of some 38 individuals from the two sites indicates that these populations were characterized by medium stature, moderate to pronounced cranial and postcranial robusticity, medium-size permanent tooth crown measurements, prognathic alveolar facial proportions, and low incidence of osseous and dental pathological conditions. Comparisons of these ancient Sri Lankans with other prehistoric skeletal series from South Asia and elsewhere support the hypothesis that muscular-skeletal robusticity was a significant physical adaptation of earlier hunting-foraging populations. A trend towards reduction of sexual dimorphism and development of more gracile body form and smaller teeth appears to have accelerated with the socioeconomic transition to food-production strategies involving agriculture and pastoralism and refinement of technologies for food procurement and preparation, as documented by morphometric studies of later prehistoric inhabitants of South Asia.

Perera N, Kourampas N, Simpson IA, et al.

People of the ancient rainforest: Late Pleistocene foragers at the Batadomba-lena rockshelter, Sri Lanka

[J]. Journal of Human Evolution, 2011, 61: 254-269

DOI:10.1016/j.jhevol.2011.04.001      PMID:21777951      [本文引用: 1]

Batadomba-lena, a rockshelter in the rainforest of southwestern Sri Lanka, has yielded some of the earliest evidence of Homo sapiens in South Asia. H. sapiens foragers were present at Batadomba-lena from ca. 36,000 cal BP to the terminal Pleistocene and Holocene. Human occupation was sporadic before the global Last Glacial Maximum (LGM). Batadomba-lena's Late Pleistocene inhabitants foraged for a broad spectrum of plant and mainly arboreal animal resources (monkeys, squirrels and abundant rainforest snails), derived from a landscape that retained equatorial rainforest cover through periods of pronounced regional aridity during the LGM. Juxtaposed hearths, palaeofloors with habitation debris, postholes, excavated pits, and animal and plant remains, including abundant Canarium nutshells, reflect intensive habitation of the rockshelter in times of monsoon intensification and biome reorganisation after ca. 16,000 cal BP. This period corresponds with further broadening of the economic spectrum, evidenced though increased contribution of squirrels, freshwater snails and Canarium nuts in the diet of the rockshelter occupants. Microliths are more abundant and morphologically diverse in the earliest, pre-LGM layer and decline markedly during intensified rockshelter use on the wane of the LGM. We propose that changing toolkits and subsistence base reflect changing foraging practices, from shorter-lived visits of highly mobile foraging bands in the period before the LGM, to intensified use of Batadomba-lena and intense foraging for diverse resources around the site during and, especially, following the LGM. Traces of ochre, marine shell beads and other objects from an 80 km-distant shore, and, possibly burials reflect symbolic practices from the outset of human presence at the rockshelter. Evidence for differentiated use of space (individual hearths, possible habitation structures) is present in LGM and terminal Pleistocene layers. The record of Batadomba-lena demonstrates that Late Pleistocene pathways to (aspects of) behavioural 'modernity' (composite tools, practice of symbolism and ritual, broad spectrum economy) were diverse and ecologically contingent.Copyright © 2011 Elsevier Ltd. All rights reserved.

Haslam M, Harris C, Clarkson C, et al.

Dhaba: An initial report on an Acheulean, Middle Palaeolithic and microlithic locality in the Middle Son Valley, north-central India

[J]. Quaternary International, 2012, 258: 191-199

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Mishra S, Chauhan N, Singhvi AK.

Continuity of microblade technology in the Indian subcontinent since 45 ka: Implications for the dispersal of modern humans

[J]. PLOS ONE, 2013, 8(7): e69280

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Curnoe D, Datan I, Taçon PSC, et al.

Deep skull from Niah Cave and the Pleistocene peopling of Southeast Asia

[J]. Frontiers in Ecology and Evolution, 2016, 4: 75

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Détroit F, Dizon E, Falguères C, et al.

Upper Pleistocene Homo sapiens from the Tabon cave (Palawan, The Philippines): description and dating of new discoveries

[J]. Comptes Rendus Palevol, 2004, 3(8): 705-712

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Storm P, Wood R, Stringer C, et al.

U-series and radiocarbon analyses of human and faunal remains from Wajak, Indonesia

[J]. Journal of Human Evolution, 2013, 64: 356-365

DOI:10.1016/j.jhevol.2012.11.002      PMID:23465338      [本文引用: 1]

Laser ablation U-series dating results on human and faunal bone fragments from Wajak, Indonesia, indicate a minimum age of between 37.4 and 28.5 ka (thousands of years ago) for the whole assemblage. These are significantly older than previously published radiocarbon estimates on bone carbonate, which suggested a Holocene age for a human bone fragment and a late Pleistocene age for a faunal bone. The analysis of the organic components in the faunal material show severe degradation and a positive δ(13)C ratio indicate a high degree of secondary carbonatisation. This may explain why the thermal release method used for the original age assessments yielded such young ages. While the older U-series ages are not in contradiction with the morphology of the Wajak human fossils or Javanese biostratigraphy, they will require a reassessment of the evolutionary relationships of modern human remains in Southeast Asia and Oceania. It can be expected that systematic direct dating of human fossils from this area will lead to further revisions of our understanding of modern human evolution.Copyright © 2013 Elsevier Ltd. All rights reserved.

Reynolds T, Barker G.

Reconstructing Late Pleistocene climates, landscapes, and human activities in northern Borneo from excavations in the Niah Caves

[A]. In: Kaifu Y, Izuho M, Goebel T, et al (Eds.). Emergence and diversity of modern human behavior in Paleolithic Asia[C]. College Station: Texas A&M University Press, 2015, 140-157

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[A]. In: Kaifu Y, Izuho M, Goebel T, et al (Eds.). Emergence and diversity of modern human behavior in Paleolithic Asia[C]. College Station: Texas A&M University Press, 2015, 171-181

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Xhauflair H, Pawlik A, Jago-on S, et al.

Plant processing experiments and use-wear analysis of Tabon Cave artefacts question the intentional character of denticulates in prehistoric Southeast Asia

[J]. Journal of Archaeological Science: Reports, 2020, 32: 102334

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Mudar K, Anderson D.

New evidence for Southeast Asian Pleistocene foraging economies: Faunal remains from the early levels of Lang Rongrien rockshelter, Krabi, Thailand

[J]. Asian Perspectives, 2007, 46(2): 298-334

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Anderson D.

Cave Archaeology in Southeast Asia

[J]. Geoarchaeology: An International Journal, 1997, 12(6): 607-638

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Marwick B, Clarkson C, O’Connor S, et al.

Early modern human lithic technology from Jerimalai, East Timor

[J]. Journal of Human Evolution, 2016, 101: 45-64

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Jerimalai is a rock shelter in East Timor with cultural remains dated to 42,000 years ago, making it one of the oldest known sites of modern human activity in island Southeast Asia. It has special global significance for its record of early pelagic fishing and ancient shell fish hooks. It is also of regional significance for its early occupation and comparatively large assemblage of Pleistocene stone artefacts. Three major findings arise from our study of the stone artefacts. First, there is little change in lithic technology over the 42,000 year sequence, with the most noticeable change being the addition of new artefact types and raw materials in the mid-Holocene. Second, the assemblage is dominated by small chert cores and implements rather than pebble tools and choppers, a pattern we argue pattern, we argue, that is common in island SE Asian sites as opposed to mainland SE Asian sites. Third, the Jerimalai assemblage bears a striking resemblance to the assemblage from Liang Bua, argued by the Liang Bua excavation team to be associated with Homo floresiensis. We argue that the near proximity of these two islands along the Indonesian island chain (c.100 km apart), the long antiquity of modern human occupation in the region (as documented at Jerimalai), and the strong resemblance of distinctive flake stone technologies seen at both sites, raises the intriguing possibility that both the Liang Bua and Jerimalai assemblages were created by modern humans.Copyright © 2016 Elsevier Ltd. All rights reserved.

Shipton C, O’Connor S, Jankowski N, et al.

A new 44,000-year sequence from Asitau Kuru (Jerimalai), Timor-Leste, indicates long-term continuity in human behaviour

[J]. Archaeological and Anthropological Sciences, 2019, 11: 5717-5741

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In this paper, we look at a situation of long-term continuity to understand the circumstances that mediate against behavioural change. Using newly excavated material from Asitau Kuru, Timor-Leste, we assess continuity in stone tool technology, as well as pigment and bead use over a span of 44,000 years. The sequence is divided into three occupation phases: a Pleistocene occupation from similar to 44,000 to 15,000 years ago, an early to middle Holocene occupation from similar to 10,000 to 5000 years ago and a Neolithic occupation from similar to 3800 years ago to the recent past. Across these three phases, there are distinct continuities in the way stone tools are made, and the use of red ochre and Oliva beads. We suggest that the unusually high relief topography of the Wallacean Archipelago ensured continuity in several parameters of potential behavioural change, including available environments, proximity to the sea and island size. Given the long-term continuity, the similarities with stone artefacts elsewhere in Wallacea and the early dates for human occupation in Wallacea from this excavation, we suggest that the stone tool technology documented here was introduced by an early dispersing population of Homo sapiens.

O’Connor S, Barham A, Spriggs M.

Cave archaeology and sampling issues in the tropics: A case study from Lene Hara Cave, a 42,000 year old occupation site in East Timor, Island Southeast Asia

[J]. Australian Archaeology, 2010, 71: 29-40

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Anisyutkin NK, Timofeyev VI.

The Paleolithic flake industry in Vietnam

[J]. Archaeology, Ethnology & Anthropology of Eurasia, 2006, 3(27): 16-24

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Long-continuous or short-occasional occupation? The human use of Leang Sarru rockshelter in the Talaud Islands, northeastern Indonesia

[J]. Indo-Pacific Prehistory Association Bulletin, 2005, 25(3): 15-19

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Technological and behavioural complexity in expedient industries: The importance of use-wear analysis for understanding flake assemblages

[J]. Journal of Archaeological Science, 2019, 112: 105031

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Brumm A, Hakim B, Ramli M, et al.

A reassessment of the early archaeological record at Leang Burung 2, a Late Pleistocene rock-shelter site on the Indonesian island of Sulawesi

[J]. PLOS ONE, 2018, 13(8): e0202357

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[J]. Current Anthropology, 2007, 48(5): 701-723

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[A]. In: Lemorini C, Cesaro SN (Eds.). An integration of the use-wear and residue analysis for the identification of the function of archaeological stone tools[C]. Oxford: Archaeopress, 2014, 77-90

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Aubert M, Brumm A, Ramli M, et al.

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[J]. Nature, 2014, 514: 223-227

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An enduring shell artefact tradition from Timor-Leste: Oliva bead oroduction from the Pleistocene to late Holocene at Jerimalai, Lene Hara, and Matja Kuru 1 and 2

[J]. PLOS ONE, 2016, 11(8): e0161071

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[J]. Antiquity, 2007, 81: 523-535

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[J]. Nature, 2003, 421: 837-840

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Carpenters Gap 1: A 47,000 year old record of indigenous adaption and innovation

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[J]. Australian Archaeology, 2016, 82(1): 2-11

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[J]. Nature, 2016, 539: 280-283

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After their emergence by 200,000 years before the present in Africa, modern humans colonized the globe, reaching Australia and New Guinea by 40,000 to 50,000 years ago. Understanding how humans lived and adapted to the range of environments in these areas has been difficult because well-preserved settlements are scarce. Data from the New Guinea Highlands (at an elevation of ~2000 meters) demonstrate the exploitation of the endemic nut Pandanus and yams in archaeological sites dated to 49,000 to 36,000 years ago, which are among the oldest human sites in this region. The sites also contain stone tools thought to be used to remove trees, which suggests that the early inhabitants cleared forest patches to promote the growth of useful plants.

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[J]. Australian Archaeology, 2014, 79: 86-108

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[J]. Asian Perspectives, 2005, 44(1): 207-218

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[J]. Antiquity, 2007, 81: 308-315

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[J]. Evolutionary Anthropology, 2019, 28: 72-85

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Lithic miniaturization was one of our Pleistocene ancestors' more pervasive stone tool production strategies and it marks a key difference between human and non-human tool use. Frequently equated with "microlith" production, lithic miniaturization is a more complex, variable, and evolutionarily consequential phenomenon involving small backed tools, bladelets, small retouched tools, flakes, and small cores. In this review, we evaluate lithic miniaturization's various technological and functional elements. We examine archeological assumptions about why prehistoric stoneworkers engaged in processes of lithic miniaturization by making small stone tools, small elongated tools, and small retouched and backed tools. We point to functional differences that motivate different aspects of lithic miniaturization and several instances where archeological systematics have possibly led archeologists to false negative findings about lithic miniaturization. Finally, we suggest productive avenues by which archeologists can move closer to understanding the complex evolutionary forces driving variability in lithic miniaturization.© 2019 Wiley Periodicals, Inc.

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